Management Team

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 Rod is a well regarded and highly experienced executive who has a track record of transforming prospects and clients into long term and valued business partners.

His 30 year career in asset servicing includes experience of supporting a variety of financial institutions such as banks, wealth managers, insurance companies, hedge funds, asset managers, and fund managers.

He has worked for both the "buy" and "sell" side of many of the major industry players such as Citi, JPMorgan, BNPParibas, Societe Generale, Brown Brothers Harriman, BNYMellon, and more recently as Head of European Business Development at Thesis Unit Trust Management Ltd.

Commercially minded and tenacious, he has excelled at both securing new business, and retrenching and developing existing client relationships.

 Tim is a highly experienced leader with a track record of delivery across several Investor Services and Asset Management firms.

He is well known as a popular and respected leader of people and for managing highly successful teams globally.

Tim has more than 30 years experience and was previously, MD, Head of UK for HSBC Securities Services. Prior to that he spent almost 15 years with RBC Investor & Treasury Services, more recently as MD, Head of Business Management globally. At RBC he managed Client Services, Operations, Change Management, Network Management, Vendor Management, Incident Management and a number of other senior roles globally.

Tim has also held roles with Invesco Asset Management, Prolific Asset Management, Baring Asset Management, HD International and Nomura.

Tim has an MBA from the OU Business School.

Mark is a very experienced senior executive, with over 25 years in the asset and fund management industry.

He was previously Chief Operating Officer for Premier Asset Management with responsibility for all regulatory matters, the compliance, legal, risk and investment operations functions, as well as relationships with outsourced providers, depositaries, platforms, onshore and offshore regulators.

He has extensive experience with fund authorisations, launches, mergers and closures; transferring fund operations, including the outsourcing and oversight of fund operations to UK, India, Ireland and Channel Islands.

Mark has outstanding commercial acumen with strong interpersonal, communication and management skills. 

Nick is a highly experienced market practitioner with over 35 years of experience in financial services. He has worked for a combination of insurance companies, asset managers, asset servicing firms, global custodians and a major international fund platform. 

His experience includes a number of years successfully running distribution teams at Aetna, M&G, and BNP Paribas Asset Management. He followed this working for both BNP Paribas Securities Services and RBC Investor & Treasury Services managing strategic client relationships and complex business development opportunities.Nick has experience of a number of complex asset manager strategic outsourcing projects and in his time at RBC Nick built a successful European fund platform business and subsequently advised on its disposal to MFEX.

More recently Nick has worked as an independent consultant.  He provides Insightful and strategic consulting services, management of strategic project initiatives from concept to delivery, and intellectual capital to support senior management’s strategic planning and decision-making.

He has worked with a number of leading asset managers, advising them on their approach to the assessment of value regime for UK authorised funds and more recently joined Lazard Fund Managers as an independent non-executive director.

Terry has been involved within the Securities Services industry for over 40 years, in senior management roles across Business Development, Relationship Management, Product Management and Operations with some of the largest Custodian organisations - JPM Chase, Citibank, BNP and HSBC.

During this time, he has worked in a number of the key jurisdictions in Europe including London, Scotland Jersey, and Ireland, supporting Insurance Companies, Asset Managers, Offshore Funds, Alternative Funds, Pensions Schemes and Private Wealth Clients.

He has experience in leading large scale outsourcing projects, Client RFP’s, major change management projects as well as a proven track record in delivering revenue growth and cost savings.

In addition to the above, he has been a board member and Trustee of a large UK Pension scheme for the last 20 years, providing him with unparalleled experience and knowledge of what’s impacting UK Pension Funds.

Stewart has more than 25 years’ experience working within asset servicing across a broad range of financial institutions, including a 16 year career at Societe Generale which culminated in his appointment as Head of Segment and Solutions for Banks and Financial Intermediaries, with responsibility for the global commercial strategy, product development and ultimate coverage of sell side institutions.

Starting in 1997 working for Fidelity Brokerage Services Stewart has a deep understanding of the post-trade securities industry gained within front, middle and back office roles going on to work for Lloyds TSB Securities Services, Tokyo-Mitsubishi International, Cater Allen, Nomura International and Societe Generale. Stewart is passionate about business development, meeting new people and building partnerships. He is currently working in a consultative capacity for a large US broker on the transformation of their operating model and definition of a business development strategy.